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Boorse’s Biostatistical Theory of Health (Disorder, Disease, and Health, part 3)

 This is the third post in a series on philosophical debates about the nature of disease and health. I am especially interested in the ramifications of this debate for how we think about the notion of mental health. In the last post, I examined what I saw as the broader sociopolitical stakes of the debate for the chief representative of the “naturalist” or “objectivist” school of thought, Christopher Boorse. This post will summarize Boorse’s account of health, which he calls the biostatistical theory (BST). I will focus principally on “Health as a Theoretical Concept” (1977) and will not discuss his later replies to critics here.

 

The broad position Boorse is defending is follows: Attributions of health are value-neutral and empirical. Whether someone is healthy or not is an objective matter, independent of personal or social values or judgments.

 

This broad position is characteristic of naturalism about health. It is worth spending a bit of time unpacking it. After all, the aforementioned position may seem obvious, even trivial. Who ever thought otherwise?—as Intro to Philosophy professors love to say. I go to the doctor, a test or examination is performed, and then I am informed whether and with what I am sick. The doctor’s values and my own may come into play in the course of treatment, but it hardly makes sense to say that the determination that I am sick depends on values. We might call this view “naïve naturalism.” It is doubtless quite common.

 

Naïve naturalism is vulnerable along several fronts. For one thing, what happens when the test or examination is inconclusive, fails to yield results, or leads to differences of opinion among experts—and yet there are still “symptoms,” whatever those may be? Indeed, this model fits mental disorders quite poorly (but also syndromes diagnosed clinically, diagnoses of exclusion, medically unexplained symptoms, etc.). Patients with mental disorders sometimes demand brain scans or other physical confirmations of their condition. These cannot be provided at present. But there is a more serious problem with naïve naturalism, for it fails to clarify what it is about certain test results that indicates disease or health. After all, sometimes people go to the doctor and discover from a test that they are pregnant. Sometimes, they discover that they have a non-pathological anatomical abnormality.

 

It is at this point that the appeal of anti-naturalism—of what is commonly called “normativism” or “evaluativism” in the debate—begins to show itself. For one might think that what makes some conditions abnormalities or non-pathological conditions that doctors still can help with versus diseases is that the latter are undesirable in a special kind of way. (“A special kind of way,” of course, because some people do not desire their pregnancies.) To borrow a distinction from a recent article by Shane Glackin, what makes a certain constitution have the status of disease or disorder is the additional claim that the constituted condition in question is of disvalue. In plainer English, when we say, “John has a disease,” we are in effect saying that something is going on biologically with John AND that whatever is going on is BAD. Normativists branch off here along a thousand different paths depending on what they take the locus of value-determinations to be—bad in the eyes of society (whatever that is), bad in the eyes of the patient, bad in the eyes of the clinician, and so on.

 

I should add here in passing that the contemporary debate between naturalism and normativism often draws explicit analogies with a debate in meta-ethics around prescriptivism, which is the view that moral statements do more than describe—they express prescriptions. When I say that a situation is unjust, I am not (merely) describing a situation; according to the prescriptivists, I am doing something in addition, such as enjoining, expressing commitments to act a certain way, etc. Perhaps something similar holds when I attribute health or disease to someone.

 

Having tried to make normativism plausible, I will now consider why it also brings discomfort. Whose values? Which values? one reasonably wonders. And normativism seems to have some absurd consequences, such as the consequence that I could be cured of my disease if the values in question—my society’s, my own, and so on, depending on my brand of normativism—change. Or maybe I just need to cross the border. And the worries I discussed in the previous post intrude, namely, worries about the pathologization of socially marginalized identities (consider the pathologization of homosexuality or the psychiatrization of political dissent in the Soviet Union) and worries about the confusion of health with moral values, with the summum bonum or eudaimonia or the highest good for humankind.

 

The appeal of naturalism is that it dispenses with the potential arbitrariness of normativist accounts of disease and health. It dispenses with the fundamental problem for normativism, which is explaining why some bad things are disease and other bad things are vice, wickedness, ugliness, misfortune, and so on. But the challenge for naturalism itself is to give an account of the passage from constitution to status mentioned above. Normativists can say that what makes some constitutions have the status of disease/disorder is that they are bad, that they are disvalued. Naturalists have to find some other way to explain how some constitutions qualify as diseases or disorders. 

 

Boorse’s solution to this challenge is to appeal to a purportedly value-free, mind-independent concept of biological functions (“Health as a Theoretical Concept,” pp. 554-563). Health is biological normality. Biological normality is normal functioning. Normal functioning can be determined empirically, without reference to values, through an account of the functional design of a species. A value-free analysis of the concept of functions yields the result the functions are contributions to goals. Organisms are hierarchically organized systems of goals; from the perspective of physiology, drawing on evolutionary theory, the goals of survival and reproduction are at the top of this hierarchy, so the success or failure of functioning in the parts can be determined by the contribution of those sub-systems to survival and reproduction. For example, the function of the heart is to pump blood, not to produce the sound of heartbeats, says Boorse. The heart can perform this function well or poorly. Evolution, despite bringing about changes in the long-term, yields, in the short term, something like an average species design, which can be empirically derived through statistics—but not by purely statistical means, since that would yield the absurd result that if everyone had heart disease, heart disease would not be a disease. We need an account, rather, of what normal species functioning looks like, an “empirical ideal” (p. 557). Normal species functioning would then be the ability of the given parts of the organism to perform their functional contributions to survival and reproduction with at least statistically typical efficiency (abnormality in the sense of superior functioning is not disease).

 

To make this account plausible, a few caveats have to be added. The proper “reference class” for determinations of health cannot actually be the species as such. We need to take age into account. Failure to grow is a failure of normal functioning for children but not for adults. And likewise the reference class needs to take into account the normal changes involved in the aging process. Sex differences must be considered. (Boorse has nothing to say about gender, and he mentions race in passing and without much nuance.)

 

Boorse has another caveat about environmental injuries (p. 567). Finally, he draws a distinction between disease and illness, which is his way of accounting for the territory that the normativists want to claim. Disease is value-free; illness is not. Something is an illness if it is undesirable to its bearer (i.e., undesirable for the person who suffers from it) and incapacitating, among several other conditions (“On the Distinction between Disease and Illness,” p. 61). In short, Boorse captures the common intuition that health is good, that illnesses are bad, undesirable, by distinguishing a value-free concept of disease from a value-laden concept of illness. This distinction allows him to argue that not all diseases are illnesses, that diseases are not uniformly bad (think of the immunity conferred by cowpox), that health is not always and everywhere desirable, and that diseases should not always be treated. In this respect, health is like wealth; we can define wealth without saying anything about its desirability or undesirability (“On the Distinction,” p. 54).

 

In short, Boorse’s argument strategy turns on the claim that there is such a thing as empirical ideals, ideals that can be used to make important distinctions without importing value judgments into those distinctions. The concept of health is rather like the concept of good mechanical condition (Boorse says “perfect mechanical condition,” but I think that is not really the point he wants to make):

 

“Despite appearances, ‘perfect mechanical condition’ in, say, a 1965 Volkswagen is a descriptive notion. Such an artifact is in perfect mechanical condition when it conforms in all respects to the designer's detailed specifications. Normative interests play a crucial role, of course, in the initial choice of the design. But what the Volkswagen design actually is is an empirical matter by the time production begins.” (“On the Distinction,” p. 59)

 

I think it is easy to see why Boorse’s position is so compelling. If his arguments are sound, he has managed to free the concept of health from the threat of arbitrariness while also explaining everything the normativists tried to explain. He is having his cake and eating it too. To conclude, I will simply gesture at a few difficulties in the account:

 

-Although Boorse does think this account applies to mental health and disorder, and indeed develops in order to defend the concept of mental health, it is not so clear that his position works in that realm. For Boorse to be successful, we will need a theory of mental functions similar to the theory of physiological functions. That may prove problematic. It is also not so clear that mental disorders involve reductions in the organism’s ability to perform functions related to survival and reproduction. It is quite possible that at least some of the conditions listed in the standard diagnostic manuals, for example, actually are associated with having more children, rather than fewer. In any case, functional contribution to survival and reproduction seems like the wrong standard to use. When mental health professionals speak of “functioning” or “dysfunction,” they usually have something quite different in mind.

 

-The account runs the risk of vagueness. There is going to be a lot of line-drawing involved, both as regards how we make decisions about the relevant reference class for any individual and how we decide at what level to set the line between species typical functioning and sub-typical functioning. Vagueness is not inherently a problem. After all, we all mostly accept that bald people, beards, piles of clothes, and adults exist, even if reasonable people may disagree about exactly when five o’clock shadow passes over into beard-ness. Physiological medicine has to deal with this issue all the time, as when decisions have to be made about criteria for diabetes or hypertension. The philosophical issue, I think, though, is that these line-drawing decisions, both with respect to the delimitation of the relevant reference class and with respect to the border between the normal and the pathological, might end up inevitably involve reference to values. In that case, Boorse’s naturalism would end up admitting normativism in through the back door.

 

I mention this second worry because I think it is also especially relevant to discussions about mental health and disorder. Consider the endless debates and controversies around exactly how far to extend the spectrum in autism spectrum disorder or about the difference between the boundaries of normal variation in attentiveness versus ADHD. Consider the debate around the (now former) bereavement exception for major depression or the problem of major depressive disorder, mild severity level, or the introduction of the non-diagnostic “personality difficulty” Q-code introduced in ICD-11 (which I discussed in one of my first posts on this blog). Or consider the attempt over the last 25 years or so to introduce a new specialty in psychiatry for adolescents and young adults that would sit between pediatric psychiatry and adult psychiatry. Or just consider for a moment the whole question of those social identities that straddle both the biological and the social—of race and gender, but also of age. (Cf. https://plato.stanford.edu/entries/feminism-gender/.) And what about trans people in the Boorsian scheme? If the relevant reference class cannot be determined naturalistically, and I doubt that it can, then Boorse is at very least in hot water.

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